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Under the Securities and Futures Ordinance (SFO)
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04 Sep 2007
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Regulated activity
Effective date
Remarks
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Dealing in Securities
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04 Sep 2007
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Dealing in Futures Contracts
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30 Jul 2010
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Leveraged Foreign Exchange Trading
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30 Jul 2010
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Advising on Securities
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04 Sep 2007
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Advising on Futures Contracts
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30 Jul 2010
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